Responsibilities

• Assist in evaluating the company's internal control systems, processes, and policies for audit purposes. 

• Support the internal audit team in obtaining senior management's certification as required by SOX. 

• Perform tests to assess the effectiveness of internal controls. 

• Help identify and document risks and key controls across all significant product lines and regions. Assist with company-wide control remediation initiatives. 

• Coordinate with external auditors regarding SOX program reliance. 

• Assist in the coordination of the quarterly SOX certification process. 

• Oversee external contractors. 

• Assist with operational audits to complete the annual audit program. Help achieve testing milestones and execute specific testing procedures. 

• Assist in managing the SOX control testing program, which involves extensive communication and coordination across the company.  

Qualifications:  

• 3-5 years of experience in SOX control testing or a related financial services role, including internal/external audit. 

• Project management experience in risk and control self-assessment is a plus. 

• Strong verbal and written communication skills. 

• Ability to build strong working relationships with management. Ability to handle multiple assignments and work collaboratively in a team environment, including coaching and developing staff.